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Building Operational Resilience: Final Policy Statements

00:43:00

Apr 13, 2021 09:35 AM

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Speakers

Emad Aladhal
Director , Specialist Directorate @FCA
Emad Aladhal is Director of the Specialist Directorate within the FCA which comprises six specialist areas: Technology, Resilience and Cyber, Financial Crime, Financial Resilience, Resolution Strategy, Operations & Client Assets, Resolution Execution and the Office for Professional Body Anti-Money Laundering Supervision. The specialists work with colleagues from across the FCA to bring their expertise to the supervision of the c.60 thousand FCA regulated firms and, with OPBAS, professional body supervisors that supervise thousands more professional firms. Prior to this role, Emad was the head of Resolution Strategy, Operations and Client Assets at the FCA, focused on firms maintaining robust segregation or safeguarding arrangements of client assets or funds and reducing harm when a financial services firm enters insolvency proceedings. Emad has prior extensive experience within compliance of a top tier investment bank and as a regulatory consultant.
Andrew Rogan
Director, Digital, Technology and Cyber @UK Finance
Working across UK Finance and engaging with government and other key stakeholders, Andrew’s focus is on delivering positive outcomes with respect to operational resilience. He also serves as UK Finance’s principal policy contact in the event of an operational disruption of business continuity event. Prior to taking on this role, Andrew served as Head of the Capital Markets and Infrastructure team in the Wholesale unit.